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612-822-4611
Mastering Series 53: Municipal Securities Principal Exam Prep

Mastering Series 53: Municipal Securities Principal Exam Prep

Paperback

Business General

Currently unavailable to order

ISBN13: 9798858017523
Publisher: Independently Published
Published: Aug 18 2023
Pages: 54
Weight: 0.19
Height: 0.11 Width: 6.00 Depth: 9.00
Language: English
Mastering Series 53: Municipal Securities Principal Exam Prep

Table of Contents

Chapter 1: Introduction to Series 53 Exam

Chapter 2: Municipal Securities Market

Chapter 3: Regulatory Framework for Municipal Securities

Chapter 4: Underwriting and New Issue Process

Chapter 5: Trading and Sales Practices

Chapter 6: Supervision and Compliance

Chapter 7: Continuing Disclosure and Recordkeeping

Chapter 8: Laws and Regulations Impacting Municipal Securities

Chapter 9: MSRB Rules for Municipal Advisors

Chapter 10: Practice Examinations and Sample Questions

Chapter 11: Test-Taking Strategies and Final Tips

Chapter 12: Series 53 Exam - Test Day and Beyond

Chapter 13: Common Pitfalls and How to Avoid Them

Chapter 14: Series 53 Exam - Frequently Asked Questions (FAQs)

Chapter 15: Key Takeaways and Final Thoughts

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Business General