Open Daily: 10am - 10pm | Alley door pickup 10am - 7pm 3038 Hennepin Ave Minneapolis, MN
612-822-4611

  • Open Daily: 10am - 10pm
    Alley-side Pickup: 10am - 7pm

    3038 Hennepin Ave Minneapolis, MN
    612-822-4611

Open Daily: 10am - 10pm | Alley-side Pickup: 10am - 7pm
3038 Hennepin Ave Minneapolis, MN
612-822-4611
The Private Fund Compliance Officer: A Practical Career and Implementation Guide to Building, Running, and Defending a Compliance Program

The Private Fund Compliance Officer: A Practical Career and Implementation Guide to Building, Running, and Defending a Compliance Program

Sterling, Julian R.

Paperback

Series: The Private Markets Career Guides

Business GeneralInvesting & Finance

ISBN13: 9798190645071
Publisher: Independently Published
Published: Aug 4 2026
Pages: 136
Weight: 0.42
Height: 0.29 Width: 6.00 Depth: 9.00
Language: English

In every well-run private markets firm, someone keeps the whole enterprise out of trouble, and their best work is invisible because it prevents the disasters that would otherwise announce it. That someone is the compliance officer, and this is the practical guide to the role.

Written for compliance analysts, managers, and chief compliance officers, and for the auditors, investors, and colleagues whose work touches compliance, it bridges the gap between dense regulatory rulebooks and the daily work, teaching the architecture of compliance - the concepts that outlast every rule change and hold across jurisdictions - rather than perishable detail.

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