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Die Reichweite Konzernbezogener Compliance-Pflichten Des Mutter-Vorstands Des Ag-Konzerns.
Paperback
Series: Abhandlungen Zum Deutschen Und Europäischen Gesellschafts- Und Kapitalmarktrecht, Book 63
Investing & FinanceGeneral Law
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ISBN13: 9783428139972
Publisher: Duncker & Humblot
Pages: 243
Weight: 0.74
Language: German
Inwieweit der Mutter-Vorstand auch in Tochter-Gesellschaften für Compliance sorgen muss, hängt von den Wechselwirkungen zwischen seinen Informations- und Lenkungsmöglichkeiten in Bezug auf die Tochter-Gesellschaft bei faktischer oder vertraglicher Konzernierung und seinen konzernbezogenen Leitungspflichten ab. Dass der Mutter-Vorstand auch in Tochter-Gesellschaften im Rahmen seiner Möglichkeiten Compliance-Vorkehrungen treffen muss, folgt aus der ihm obliegenden Schadensabwendungspflicht gegenüber seiner Gesellschaft, denn solche Schäden entstehen aus Sicht der Konzern-Mutter u.a. dann, wenn sie für in Tochter-Gesellschaften begangene Compliance-Verstö e als Bu geldschuldnerin herangezogen wird.
Bei der Ausgestaltung der Konzern-Compliance kommt dem Mutter-Vorstand gleichwohl ein unternehmerischer Ermessensspielraum zu. Deshalb lassen sich losgelöst vom Einzelfall keine konkreten konzernbezogenen Compliance-Vorgaben an den Mutter-Vorstand begründen.
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