Open Daily: 10am - 10pm | Alley door pickup 10am - 7pm 3038 Hennepin Ave Minneapolis, MN
612-822-4611

  • Open Daily: 10am - 10pm
    Alley-side Pickup: 10am - 7pm

    3038 Hennepin Ave Minneapolis, MN
    612-822-4611

Open Daily: 10am - 10pm | Alley-side Pickup: 10am - 7pm
3038 Hennepin Ave Minneapolis, MN
612-822-4611
Under the Over the Counter

Under the Over the Counter

Day, William Foster

Paperback

General Fiction

ISBN10: 1511585277
ISBN13: 9781511585279
Publisher: Createspace
Published: Jul 6 2015
Pages: 216
Weight: 0.65
Height: 0.46 Width: 5.98 Depth: 9.02
Language: English
Throughout almost all of the 1980s, I was working in the over-the-counter industry. As a broker with a Series 7 License, I could buy and sell assets on all of the exchanges, but the firms which employed me considered themselves OTC companies. Most of their stocks were either traded on Nasdaq or just between broker-dealers as unlisted or Pink Sheet stocks. Generally these companies are newly listed, small, underfunded and are unable to meet the requirements to obtain listing on the larger exchanges. This book is a fictionalize version of my experiences.

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