Open Daily: 10am - 10pm | Alley door pickup 10am - 7pm 3038 Hennepin Ave Minneapolis, MN
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  • Open Daily: 10am - 10pm
    Alley-side Pickup: 10am - 7pm

    3038 Hennepin Ave Minneapolis, MN
    612-822-4611

Open Daily: 10am - 10pm | Alley-side Pickup: 10am - 7pm
3038 Hennepin Ave Minneapolis, MN
612-822-4611
Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

Chiu, Iris H-Y

Paperback

AccountingGeneral Law

ISBN10: 1509920099
ISBN13: 9781509920099
Publisher: Bloomsbury Publishing PLC
Published: Jan 25 2018
Pages: 360
Weight: 1.10
Height: 0.74 Width: 6.14 Depth: 9.21
Language: English
This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.

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