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A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty
Paperback
ISBN13: 9781916698444
Publisher: Law Brief Publishing
Published: Sep 20 2024
Pages: 194
Weight: 0.61
Height: 0.41 Width: 6.14 Depth: 9.21
Language: English
The Consumer Duty is the biggest regulatory change affecting financial services firms in recent years. The Duty strikes at the very core of firms, their culture and ethics, making them look at their products and services differently.
Navigating the complexity of the requirements is challenging, especially when coupled with sometimes vague expectations. A practitioner's guide, this book takes the reader through those challenges, using a range of examples and regulatory feedback to demonstrate what's expected whilst painting a picture of the required product governance framework.
ABOUT THE AUTHOR
Robert Bell is a financial services compliance consultant, owner and founder of RB Compliance Consultancy Ltd since 2012. Before that he held senior compliance roles in financial services firms and a Solicitors' practice.
Robert has authored industry recognised guidance in relation to vulnerability and GDPR, and lectures on compliance subjects for a range of organisations.
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