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Die Neuausrichtung Des Prudentiellen Regulierungsrahmens Für Wertpapierfirmen
Paperback
Series: Abhandlungen Zum Deutschen Und Europäischen Gesellschafts- Und Kapitalmarktrecht, Book 303
Investing & FinanceGeneral Law
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ISBN13: 9783428197743
Publisher: Duncker & Humblot
Pages: 286
Weight: 0.97
Language: German
Firms The thesis examines the regulatory framework for investment firms newly
established by the Investment Firms Directive and Regulation (IFD/IFR) and the German
Investment Firm Act (WpIG). It analyses the departure from the former approach based
on equal treatment of investment firms and credit institutions and assesses whether
the new regime ensures risk-adequate and proportionate regulation. The focus lies on
firm classification and capital requirements based on K-factors.
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