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Gewährleistungsaufsicht Über Wertpapierdienstleistungsunternehmen.: Die Hoheitliche Regulierung Gesellschaftlicher Selbstregulierung Durch Die Bundesa
Paperback
Series: Untersuchungen Über Das Spar-, Giro- Und Kreditwesen. Abteilung A: Wirtschaftswissenschaft, Book 152
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ISBN13: 9783428110865
Publisher: Duncker & Humblot
Published: Jul 7 2003
Pages: 329
Weight: 9.78
Language: German
Die Aufsichtsinstanz macht ergänzende Vorgaben zu den gesetzlichen Regelungen und verlegt sich im übrigen auf eine Kontrolle der Kontrolle. Ein Beispiel hierfür sind die Leitsätze für Mitarbeitergeschäfte. Diese administrativen Vorgaben an die Institute entfalten sich den Angestellten gegenüber erst arbeitsrechtlich. Regulierte Selbstregulierung zeigt sich aber auch zwischen Aufsichtsinstanz und Anlegern über eine arbeitsteilige Durchsetzung der Verhaltensregeln des WpHG.
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